Elaine Baker

Compliance Director

Elaine has worked in financial services for more than 30 years in a variety of roles for a product provider, network, compliance consultant, and stockbroker, as well as IFA firms. For the past 26 years, Elaine has been focused on compliance.

Elaine is responsible for ensuring the company remains compliant with FCA regulation, keeping up to date with any new developments, and checking staff competencies.

She is the Company Money Laundering Reporting Officer, ensuring our anti-money laundering procedures are correctly followed.

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